Compliance with operational resilience regulations

Do you know your gaps?

Together with internal experts and based on existing recovery time objectives (RTO) and recovery point objectives (RPO) we run an operational risk framework gap analysis:


Services:


  • Based on your RTO's/RPO's we run our AI enabled search engine  to identify whitespots, i.e. identify missing elements to achieve the planned objectives


Business outcome:


  • Operational risk framework gaps to new FINMA and Dora regulations/circulars
  • List of tasks/activities to implement to comply with new regulations

Are you able to proof compliance?

The new regulations/circulars from FINMA and the European Parliament (i.e. Dora) require the management to report based on evidence to the Board of Directors that necessary measures have been implemented and are being monitored to achieve  the planned RTO's/ RPO's.


Services:


  • Search engine to extract necessary information from vast universe of documents, like SLA's, architecture, security and authorization concepts
  • Technology to put found information into context
  • API to feed information to existing risk management solution for reporting purposes


Business outcome:


  • Automated collection and delivery of evidence for planned RTO/RPO goals



Do you know how to close the gaps?

Knowing the gaps to be able to comply with the new regulations/circulars is the first step. dobr supports you in the implementation of the necessary tasks to close your gaps.


Services:


  • Target operating models
  • Contract management
  • Testing scenarios
  • IT service management
  • Integration into existing risk management tools


Business outcome:


  • Operational excellence

Gerhard Häring

Process expertise

Gerhard is the former Chief Operating Officer of VP Bank in Vaduz and in this role was responsible, among other things, for establishing new international locations. Under his leadership, the bank successfully introduced a new core banking system.


Between 2013 and 2021, Gerhard served as Chairman of the Board of Directors of Synofin, a company active in risk management. There, he was responsible from a strategic perspective for the establishment and subsequent growth of the company.


He is the founder and CEO of CUSCO Executive Management AG, based in Vaduz, through which he holds various mandates in Liechtenstein and Switzerland.



Thomas Bosshard

Technology expertise

Thomas has been an entrepreneur in the fintech space since 2008. Between 2010 and 2022, he was CEO of Adviscent, the company he founded and producer of leading digital solutions for chief investment office and research units. 


Since 2021, he has been a board member of Auxilium Wealth, a provider of a wealth planning provider platform. 


Thomas has successfully worked with banks such as UBS, CS, Julius Baer, LGT and VP Bank in his career and sold Adviscent's solution in Singapore. He has also successfully established and managed partnerships with leading tech providers such as avaloq, Temenos, FNZ or alladin Wealth.


Contact Us

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